Announce the implementation of the "Securities Futures Administrative Law Enforcement Party Commitment System"
Xinhua News Agency, November 29th, Prime Minister Li Keqiang, the State Council.
The "Measures" deliberately implemented the party’s central government, the State Council’s decision-making deployment and securities method for promoting the construction of capital market, summarizing the experience of pilot point, clearing the basic processes according to law, strictly defining the scope of application, improve supervision and restricting mechanism, ensuring securities futures administrative law enforcement The party commitment system open fair and fair implementation, earnestly protects the legitimate rights and interests of investors, improves law enforcement efficiency, prevent moral risks, and realizes good social effects and legal effects.
21 of the "Measures", mainly specified the following: First, clarify the connotation and applicability of the Securities Futures Administrative Law Enforcement Party Commitment System, stipulate that the Securities and Futures Administrative Law Enforcement Party is committed to the Ministry of State Council’s securities supervision and regulatory 上海找妹子 unit During the investigation, the parties surveyed promised to correct suspected illegal acts, compensate for investors’ loss, eliminate damage or adverse effects and approved by the State Council’s securities supervision and management agency, and the parties performed the commitment of the State Council’s securities supervision and management institutions to end the case investigation. Law enforcement methods, stipulate that it should follow the principle of fairness, voluntary and integrity.
The second is to specify the basic processes of the applicable securities futures administrative law enforcement parties, including application, acceptance, consultation, and identify the amount of commitments and sign the commitment to recognize the agreement, fulfill the commitment to recognize the agreement, suspension 上海比较大的娱乐会所 investigation, and terminating investigation. The third is to clarify the commitment of the relevant securities futures administrative law enforcement parties, including: the parties are sentenced to the securities futures crime or have been administrative penalties; the suspected securities and futures crimes should be transferred to the judicial organs; suspected securities futures illegal act The circumstances are serious, and the social impact is bad; there is no new truth, the new reasons will once again put forward the application, or because they have not fulfilled or not fulfill their commitment, the same case will be approved again, as well as the State Council’s securities supervision, based on prudent supervision principles Other situations that do not apply to administrative law enforcement parties. Fourth, it is clear that the use and management of commitments shall be made to apply for rational compensation to the commitment to the committee, which can apply for reasonable compensation from the parties suspected of illegal acts. If compensation is obtained by other means, the part of the compensation has been obtained to the commitment to the commitment management agency.
The fifth is to clearly supervise and restrict mechanisms, including: Securities Futures Administrative Law Enforcement Party Commitment Work Office and Investigation Departments independently; the Securities and Administration of State Council establishes a collective decision-making system, discussing a significant major matters, and executing after approval by relevant personals; responsible for securities; Personnel who commit their commitment of the futures administrative law enforcement should comply with relevant work disciplines and avoidance regulations; for the implementation of corresponding credit disciplinary measures for securities futures administrative law enforcement of integrity principles.